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Brad Bates
Brad Bates
Financial Advisor
Financial Planning Associate
9311 San Pedro Avenue
Suite 1200
San Antonio, TX 78216
tel: 210-366-6608
toll free: 800-666-3966
fax: 210-366-6696
Email Me
Welcome Services Education Experience
Welcome

In today's fast-paced world, few people have the time or resources to dedicate to managing their investments- whether it involves researching bond calls, reviewing company earnings projections or tracking mutual fund performance. As your Financial Advisor, I will alert you to new opportunities and advise you on changing market conditions that may affect your investments. It's all part of my long-term commitment to my clients.
Services
  • Estate Planning
  • Wealth Management
  • Retirement Planning
  • Women and Company®
  • Philanthropic Services
  • Financial Planning
  • Trust Services and Accounting
  • Professional Portfolio Management
  • Insurance Services
  • Fixed Income
  • 401k Rollovers
Education and Licensing
  • MBA, 2007
    Wayland Baptist University
    Plainview, TX
  • BS - Occupational Education, 2001
    Wayland Baptist Unviersity
    Plainview, TX
  • Series 7 - General Securities Representative
  • Series 66 - Combined Investment Advisory Agent & Uniform State Exam
  • Life, Health, Variable Annuity, and Long Term Care insurance licensed
Business Experience
  • 2007 - Present: Morgan Stanley Smith Barney*
    Financial Advisor
    San Antonio, TX
  • 2008: Wayland Baptist University
    Adjunct Faculty, Division of Business
    San Antonio, TX
  • 1998 - 2007: The Tax Place, Inc.
    President
    San Antonio, TX
Bulletin Board
  • You’ve worked hard to build your wealth for retirement. We can work with you to develop a plan so your wealth works just as hard, to help you get the most out of life.
  • The highest compliment I can receive is the referral of your friends, family and business associates. One way to share this information is by clicking on E-mail This Site to a Friend.
Brad Bates is licensed in the following state(s): CO, MI, NM, OR, TN, TX
This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
*Includes years at Smith Barney, affiliates and predecessor firms.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law.   Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
FEATURED REPORTS

A New Retirement Opportunity: A Second Look at Roth IRAs (pdf)

Consulting Group: Prosperity Begins with A Plan (pdf)

Equity Market Daily (pdf)
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