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Dow 8280.74 -223.32 07/02/09
Nasdaq 1796.52 -49.20 07/02/09
S&P 500 896.42 -26.91 07/02/09
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Brian L. Hein
Brian L. Hein, CIMA®
Consulting Group
Senior Vice President - Investments
Corporate Client Group Director
401(k) Consulting Director
6710 North Scottsdale Rd.
Suite 250
Scottsdale, AZ 85253
tel: 480-368-6507
toll free: 800-727-4888 ext. 6507
fax: 480-368-6622
Email Me
Welcome Associations Education Experience Services
Welcome

Whether you are a private individual or an institutional trustee, the complexity of today’s capital markets heighten the need for professional, experienced investment advice. The Certified Investment Management AnalystSM (CIMA) certification/designation is earned by only those Financial Advisors that have completed an extensive training course and a rigorous exam. CIMA® advisors can assist you in establishing suitable objectives, developing appropriate investment strategies and selecting appropriate investment options. To work with a professional who has earned the certification that represents the experience and knowledge you need in today’s environment, please contact me.
Associations
  • Association of Professional Investment Consultant
  • Nana's Children Mental Health Foundation
  • Scottsdale Youth Football - Board member and coach
  • Mountainview Little League - Board member and coach
  • Investment Management Consultants Association
Education and Licensing
  • University of Nebraska Lincoln, 1983
    Lincoln, NE
  • Certified Investment Management AnalystSM
    Wharton School of Business
  • Financial Planning Specialist Designation
  • Series 7 - General Securities Representative, 1986
  • Series 3 - National Commodity Futures, 1987
  • Series 63 - Uniform State Exam, 1986
  • Series 65 - Investment Advisory Agent, 1992
  • Series 6 - NASD Registered Representative, 1985
  • Life Insurance Licensed
  • College for Financial Planning
    CHARTERED RETIREMENT PLANS SPECIALISTSM
Business Experience
  • 1989 - Present: Spectrum Institutional Consulting at Morgan Stanley Smith Barney*
    Senior Vice President - Investments
    401(k) Consulting Director
    Corporate Client Group Director
    Scottsdale, AZ
  • 1986 - 1989: Dean Witter Reynolds
    Account Executive
Services
  • Asset Management
  • Lending Services
  • Estate Planning
  • Family Consulting
  • Private Banking
  • Wealth Management
  • Endowments and Foundations
  • Corporations
  • Alternative Investments
  • Corporate 529 Plans
  • Qualified Retirement Plans
  • Stock Option Plans
  • Executive Benefit Services
  • Executive Financial Services
  • Corporate Cash Management
  • Professional Portfolio Management
  • Institutional Services
  • Investment Policy Statements
  • 401k Rollovers
  • Insurance Services
Bulletin Board
  • See Special Reports for the July On the Markets featuring "Where's the Recession"? The question seems almost silly, given that we're not quite out of the current recession. But the coming global recovery could be a long one, says Jeff Applegate and Charles Reinhard, chief investment officer and senior investment strategist, respectively, of Morgan Stanley Smith Barney. That also means the global stock market rally that began in March could become a multiyear bull market.
  • Buy American. I Am. By Warren Buffett. Click Here. Please note that by clicking on this URL you will leave Morgan Stanley Smith Barney and enter a website created, operated and maintained by a different entity.
Brian L. Hein is licensed in the following state(s): AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
*Includes years at Smith Barney, affiliates and predecessor firms.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law.   Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP (with flame logo)® in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
Investment Management Consultants Association, Inc. owns the marks CIMA®, Certified Investment Management Analyst (with graph element)®, and Certified Investment Management Analyst.
FEATURED REPORTS

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How Your Account is Protected at Smith Barney (pdf)

100 Point Commentary (pdf)
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