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Richard G. Carriere
Richard G. Carriere, CFP®
First Vice President - Wealth Management
Financial Planning Specialist
1 Citizens Plaza
Suite 600
Providence, RI 02903
tel: 401-276-5900
toll free: 800-556-7757
fax: 401-861-2470
Email Me
Welcome Associations Education Experience Honors
Welcome

As your Financial Advisor, I will spend the time to understand your financial concerns and work in partnership with you to develop a customized investment program that can best meet your needs. As our relationship builds over time, I will be able to anticipate your changing circumstances and help advise you on appropriate investment strategies. I look forward to serving your long-term investment needs. Please feel free to call me at any time.
Associations
  • American Institute of Certified Public Accountants
    Member
  • Rhode Island Society of Certified Public Accountants
    Member
  • President's Leadership Council
    Bryant University
  • Bryant University Alumni Association
    Past President
Education and Licensing
  • MS - Taxation, 1987
    Bryant University
    Smithfield, RI
  • BS - Business
    Administration, 1982
    Bryant University
    Smithfield, RI
  • Certified Public Accountant
  • CERTIFIED FINANCIAL PLANNER™
  • Financial Planning Specialist Designation
  • Series 7 - NYSE/NASD General Securities Agent
  • Series 63 - Uniform Securities Agent
  • Rhode Island Licensed Insurance Agent
  • Series 65 - Investment Advisory Agent
Business Experience
  • 1998-Present: Morgan Stanley Smith Barney*
    First Vice President - Wealth Management
    Financial Planning Specialist
    Providence, RI
  • 1992 - 1997: Accounting Resources Inc.
    Vice President - Principal
    Providence, RI
  • 1991 - 1992: Johnson & Wales University
    Director, Accounting Practicum
    Providence, RI
  • 1984 - 1991: Robert Half International
    Executive Recruiter
    Providence, RI
  • 1982 - 1984: Ernst and Young
    Tax Specialist
    Providence, RI
Honors and Recognitions
  • Century Council
    Smith Barney
  • Blue Chip Council
Bulletin Board
  • Planning for the future of an individual with special needs requires preparation and professional guidance. Ask us for help in creating strategies aimed at protecting assets, providing additional income and preventing the loss of government benefits.
Richard G. Carriere is licensed in the following state(s): CA, CT, FL, KY, MA, MD, NC, NH, NJ, NV, NY, RI, TX
This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
*Includes years at Smith Barney, affiliates and predecessor firms.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law.   Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP (with flame logo)® in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
FEATURED REPORTS

On the Markets (pdf)
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