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I believe success in achieving important financial goals starts with a comprehensive wealth strategy. I will help you define what is most important to you and then formulate the strategies that are suited for your needs, whether you are accumulating wealth or investing for income, solidifying your retirement plan or devising a distribution approach that meets your lifestyle and legacy goals.
Associations
- OCEPC - Orange County Estate Planning Council
- AICPA - American Institute of Certified Public Accountants
- FPA - Financial Planning Association
Services
- Alternative Investments
- Asset Management
- Business Planning
- Cash Management
- Corporate Cash Management
- Education Planning
- Endowments and Foundations
- Estate Planning
- Executive Financial Services
- Family Consulting
- Financial Planning
- Institutional Services
- Insurance Services
- Municipal Bonds
- Philanthropic Services
- Professional Portfolio Management
- Qualified Plans
- Socially Responsible Investing
- Stock Option Plans
- Stock Purchase Plans
- Structured Products
- Wealth Management
Education and Licensing
- CFP - Certified Financial Planner
- CPA - Certified Public Accountant
- PFS - Personal Financial Specialist (Awarded by AICPA)
- MBA - Marshall School of Business, University of Southern California
- Graduate Certificate - Financial Analysis & Valuation, Marshall School of Business - Center for Investment Studies, University of Southern California
- BA - Business Economics & Accounting, University of California at Santa Barbara
- FINRA 7, 31, 63 & 65
Honors and Recognition
- 5-Star Wealth Manager - Orange Coast Magazine, March 2011
- Athletic Hall of Fame (Hockey) - UCSB
Business Experience
- 2006
- Current: Morgan Stanley Smith Barney
- 2004
- 2006: Breakwater Investments - Private Investment & Debt Placement
- 2002
- 2004: HSBC - Wealth & Tax Advisory Services
- 1999
- 2002: Andersen LLP - Private Client Services
Bulletin Board
Whenever the market is up or down 100 points, the 100 Point Commentary posted in Market Insights, will provide insight. Whenever you have questions about market activity, please contact us.
For an Investment Plan as unique as your needs, Request an Appointment, call or email me.
David R. Wagner is licensed in the following state(s):
CA, GA, IL, MD, ME, NC, NM, NV, NY, TX, UT, WA
This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
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Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law. Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
The securities/instruments, investments and investment strategies discussed in this material may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website do not necessarily reflect those of Morgan Stanley Smith Barney.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP, CERTIFIED FINANCIAL PLANNER and CFP (with flame logo)® in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
Investment Management Consultants Association, Inc. owns the marks CIMA, Certified Investment Management Analyst (with graph element)®, and Certified Investment Management Analyst .
