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Douglas R. Nani
Vice President - Wealth Management
Portfolio Manager / Financial Advisor
One Citizens Plaza
Suite 600
Providence , RI 02903
tel: 401-276-5900
toll free: 800-556-7757
fax: 401-861-2470
Email Me
Welcome Education Experience Services Associations
Welcome

As your Financial Advisor, I will spend the time to understand your financial concerns and work in partnership with you to develop a customized investment program that can best meet your needs. As our relationship builds over time, I will be able to anticipate your changing circumstances and help advise you on appropriate investment strategies. I look forward to serving your long-term investment needs. Please feel free to call me at any time.
Education and Licensing
  • Catholic University of America - Columbus School of Law
    Juris Doctor, 1989
  • Boston College
    Carroll School of Management
    Bachelor of Science - Accounting, 1985
  • Tulane University
    College of Arts & Sciences
  • Bar Admission
    Rhode Island,1989
    United States District Court, District of Rhode Island, 1990
    District of Columbia, 1991
  • Series 7 - General Securities Representative
  • Series 63 - Uniform State Exam
  • Series 65 - Investment Advisory Agent
Business Experience
  • 2006 - Present: Morgan Stanley Smith Barney*
    Vice President – Wealth Management
    Financial Advisor
    Portfolio Manager
    Providence, RI
  • 1995 - 2006: Legg Mason Wood Walker, Inc.
    Vice President - Investments
    Providence, RI
  • 1994 – 1995: Dean Witter Reynolds, Inc.
    Account Executive
    Providence, RI
  • 1991 - 1994: Visconti & Petrocelli, Ltd
    Attorney
    Providence, RI
  • 1989 - 1990: Pucci & Goldin, Inc.
    Attorney
    Providence, RI
  • 1990 - 1994: Town of Smithfield, RI
    Councilman
  • 1985 - 1986: Ronald H. Nani & Company
    Staff Accountant
  • Publications - Author
    “Procedures for Management of Retirement Plan Assets”
    Rhode Island Bar Association, Continuing Legal Education (1995)
    “The Rhode Island Limited Liability Company Act”
    27 Suffolk University Law Review 335 (1993)
    “Overview of the Rhode Island Limited Liability Company Act”
    Rhode Island Bar Association, Continuing Legal Education (1993)
    "Fiduciary Duties of the Trustee, Executor and Administrator regarding Management of Funds"
    Rhode Island Bar Association, Continuing Legal Education (1995)
    "The Rule of the lawyer in Retirement Planning"
    Rhode Island Bar Association, Continuing Legal Education (1995)
Services
  • Wealth Management
  • Asset Management
  • Estate Planning
  • Financial Planning
  • Lending Services
  • Retirement Planning
  • Qualified Plans
  • 401k Rollovers
  • Corporate Retirement Plans
  • Business Planning
  • Business Succession Planning
  • Fixed Income
  • Municipal Bonds
  • Education Planning
  • Exchange Traded Funds
Associations
  • Rhode Island Bar Association
  • District of Columbia Bar Association
  • The Rhode Island Cancer Council, Inc.
    Board Member
  • The Providence Foundation
    Incorporator
  • The Golf Foundation of Rhode Island/Button Hole
    Board Member
Bulletin Board
  • What do you have in mind for your retirement? Our complimentary retirement-planning analysis can help you achieve the retirement you envision. See Financial Planning for a confidential questionnaire.
  • I am very appreciative when existing clients refer friends, family, and business associates for an exploratory meeting. I will do my utmost to meet your highest expectations.
Douglas R. Nani is licensed in the following state(s): CA, CO, CT, FL, IL, MA, ME, NH, NY, OR, RI, VI
This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
*Includes years at Smith Barney, affiliates and predecessor firms.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law.   Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
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