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Steven R. Geraghty
Steven R. Geraghty
Senior Vice President - Wealth Management
Financial Advisor
609 Deep Valley Drive
Suite 400
Rolling Hills Estates, CA 90274
tel: 310-544-3626
toll free: 800-225-2079
fax: 310-544-3644
Email Me
Welcome Education Experience Honors Services
Welcome

In today's fast-paced world, few people have the time or resources to dedicate to managing their investments- whether it involves researching bond calls, reviewing company earnings projections or tracking mutual fund performance. As your Financial Advisor, I will alert you to new opportunities and advise you on changing market conditions that may affect your investments. It's all part of my long-term commitment to my clients.
Education and Licensing
  • B.A. - Money & Banking and International Finance, 1981
    University of Southern California
    Los Angeles, CA
  • Series 7 - General Securities Representative
  • Series 3 - National Commodity Futures
  • Series 63 - Uniform State Exam
  • Series 5 - Interest Rate Options
  • Series 8 - General Securities Sales Supervisor
  • Life & Annuity Insurance Licensed
Business Experience
  • 1994 - Present: Morgan Stanley Smith Barney*
    Senior Vice President - Wealth Management
    Financial Advisor
    Rolling Hills Estates, CA
  • 1987 - 1994: Prudential - Bache Securities
    Rolling Hills Estates, CA
  • 1984 - 1987: Drexel Burnham Lambert
    Los Angeles, CA
  • 1982 - 1984: Shearson American Express
    Glendale, CA
Honors and Recognitions
  • Director's Council 2005, 2006 and 2008
  • Chairman's Council 1995, 1996, 1997, 2001 and 2007
  • President's Council 1998, 1999, 2000 and 2002
Services
  • Estate Planning
  • Wealth Management
  • Art Advisory
  • Financial Planning
  • Fixed Income
  • Futures
  • Lending Services
  • Philanthropic Services
  • Retirement Planning
  • Municipal Bonds
  • Cash Management
  • Professional Portfolio Management
  • Insurance Services
  • Mergers and Acquisitions
Steven R. Geraghty is licensed in the following state(s): AZ, CA, CO, DC, FL, IL, KS, MA, MD, MI, NJ, NM, NV, NY, OH, OR, PA, TN, UT
This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
*Includes years at Smith Barney, affiliates and predecessor firms.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law.   Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
FEATURED REPORTS

Municipal Market Commentary (pdf)

On the Markets (pdf)
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