Senior Investment Management Consultant
Corporate Client Group Director
Financial Planning Specialist
Suite 250
Scottsdale, AZ 85253
toll free: 800-727-4888 ext. 6502
fax: 480-368-6622
- 1999 - present: Morgan Stanley Smith Barney*
Investment Management Analyst - Bachelor of Commerce - Finance, 1998
University of Windsor
Ontario, Canada - Series 7 - General Securities Representative
- Series 63 - Uniform State Exam
- Ensuring Compliance in Regulatory and Firm Policies
- 1998 - present: Morgan Stanley Smith Barney*
Client Service Associate - B.S. - Accounting, 1995
Washington State University - Series 7 - General Securities Representative
- Series 63 - Uniform State Exam
- Ensuring Compliance in Regulatory and Firm Policies
- Series 7, 8, 63 & 65 Licensed
Arizona Life Insurance Licensed - Started in the Financial Services Industry in 1984
- Worked at Major Wall Street Firms in Arizona, California & Indiana
- Background in Branch & Regional Administration
- Ensuring Compliance in Regulatory and Firm Policies
