Financial Planning Specialist
Financial Advisor
Suite 1900
Sherman Oaks, CA 91403
toll free: 800-237-4821
fax: 818-382-5768
- BA, 1972
Syracuse University
Syracuse, NY - Financial Planning Specialist Designation
- Series 7 - General Securities License
- Series 63 - Uniform State Exam
- Series 31 - Managed Futures & Commodities
- Series 65 - Investment Advisory Agent
- Health & Life Insurance Licensed
- New York City Literacy Recognition Award, 2004
- Syracuse University Alumni Association
- Chinese American Planning Council, Inc.
- Westchester / LAX Marina del Rey Chamber of Commerce
- Municipal Bonds
- Retirement Planning
- Financial Planning
- 529 Plans
- Asset Management
- Estate Planning
- Fixed Income
- Lending Services
- Long Term Care Insurance
- Qualified Plans
- Wealth Management
- 1995 - Present: Morgan Stanley Smith Barney*
Second Vice President - Wealth Management
Financial Planning Specialist
Financial Advisor
Sherman Oaks, CA - 1975 - 1993: Private Corp
Chief Operating Officer
Brooklyn, NY
- I am very appreciative when existing clients refer friends, family, and business associates for an exploratory meeting. I will do my utmost to meet your highest expectations.

