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Louis Goldman
Louis Goldman
First Vice President - Wealth Management
Portfolio Management Director
1 Citizens Plaza
Suite 600
Providence, RI 02903
tel: 401-276-5925
toll free: 800-556-7757
fax: 401-861-2470
Email Me
Welcome Associations Services Education Experience
Welcome

As your Financial Advisor, I will spend the time to understand your financial concerns and work in partnership with you to develop a customized investment program that can best meet your needs. As our relationship builds over time, I will be able to anticipate your changing circumstances and help advise you on appropriate investment strategies. I look forward to serving your long-term investment needs. Please feel free to call me at any time.
Associations
  • American Institute of Certified Public Accountants
  • Rhode Island Society of Certified Public Accountants
  • Network Rhode Island
  • The Women's Center of Rhode Island
Services
  • Professional Portfolio Management
  • Financial Planning
  • Estate Planning
  • Qualified Plans
  • Retirement Planning
  • 529 Plans
  • Philanthropic Services
  • Lending Services
Education and Licensing
  • Masters in Taxation
    1997, Bryant College
  • CPA, 1992, AICPA
  • BS - Accounting, 1989
    University of Rhode Island
  • Series 7 - General Securities License
  • Series 63 - Uniform State Exam
  • Series 65 - Investment Advisory Agent
  • Life, Health & Annuity License
Business Experience
  • 1996 - Present: Morgan Stanley Smith Barney*
    First Vice President - Wealth Management
    Portfolio Management Director
    Providence, RI
  • 1991 - 1996: BFMM & Company, CPA's
    CPA Supervisor
    Providence, RI
  • 1989 - 1991: Ernst & Young
    Staff
    Providence, RI
  • 1976 - 1989: Self-Employed
    Collectibles Dealer
    Warwick, RI
Bulletin Board
  • Now is the time to start planning ahead for the potential costs of long-term care. Contact us to discuss ways to protect you and your family from one of the biggest threats to your standard of living.
  • Overreacting to the market events often forces investors to sell at the bottom or miss out on a subsequent recovery. By reviewing your long-term, diversified investment plan on a periodic basis, we can alter it as your needs change—or help you stick to it when the market starts to make you jittery.
  • See Special Reports for the November On the Markets. November's lineup includes "Let's Get Real" Real yields, which are yields adjusted for inflation, are now very good for high-grade corporate bonds and high yield bonds. In addition, the real earnings yield for the S&P 500 is quite high, too. These attractive real yields give investors an opportunity to get well ahead of inflation argue Chief Investment Officer Jeff Applegate, Chief Investment Strategist David M. Darst and Global Investment Strategist Charles Reinhard in this month's cover story.
Louis Goldman is licensed in the following state(s): AZ, CA, CT, FL, IL, MA, ME, NH, NJ, NY, PA, RI, UT, VA
This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
*Includes years at Smith Barney, affiliates and predecessor firms.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law.   Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
FEATURED REPORTS

Equity Market Daily (pdf)

(pdf)

On the Markets (pdf)
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