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Mark I. Miller
Mark I. Miller
Financial Advisor
Financial Planning Specialist
399 Park Avenue
12th Floor
New York, NY 10022
tel: 212-893-6519
toll free: 800-223-0270
fax: 212-893-6301
Email Me
Welcome Education Services Associations Experience
Welcome

As your Financial Advisor, I will spend the time to understand your financial concerns and work in partnership with you to develop a customized investment program that can best meet your needs. As our relationship builds over time, I will be able to anticipate your changing circumstances and help advise you on appropriate investment strategies. I look forward to serving your long-term investment needs. Please feel free to call me at any time.
Education and Licensing
  • B.S. - Mathematics
    State University of New York at Albany
    Albany, NY
  • CFA Level 1
  • Financial Planning Specialist Designation
  • Series 3 - National Commodity Futures
  • Series 7 - General Securities Representative
  • Series 24 - General Securities Principal
  • Series 31 - Managed Futures & Commodities
  • Series 55 - Registered Equity Trader
  • Series 66 - Combined Investment Advisory Agent & Uniform State Exam
  • Life, Accident, Health & Variable Annuity & Long-Term Care Insurance Licensed
  • Certified for International Business
Services
  • Alternative Investments
  • Asset Management
  • Business Planning
  • Cash Management
  • Estate Planning
  • Financial Planning
  • Fixed Income
  • Futures
  • Lending Services
  • Long Term Care Insurance
  • Municipal Bonds
  • Philanthropic Services
  • Qualified Plans
  • Retirement Planning
  • Wealth Management
  • Education Planning
  • Structured Products
  • Corporate Retirement Plans
  • 401k Rollovers
  • Insurance Services
Associations
  • Catalog for Giving
  • Precious Pugs Rescue and Adoption
  • Wildlife Conservation Society
  • Scarsdale Chamber of Commerce
    Member
  • Scarsdale Adult School
    Instructor
Business Experience
  • Present: Morgan Stanley Smith Barney*
    Financial Advisor
    Financial Planning Specialist
    New York, NY
  • Bear Wagner Specialists
    Bear, Stearns and Co. Inc. Financial Partner
    Managing Vice President / Options Specialist
    New York, NY
  • American Stock Exchange - Member
    Equity Options Specialist
    Equity Options Market Maker
  • New York Mercantile Exchange - Member
    Futures & Options Market Maker
    New York, NY
  • 14 years experience in the Financial Services Industry
Bulletin Board
  • I am very appreciative when existing clients refer friends, family, and business associates for an exploratory meeting. I will do my utmost to meet your highest expectations.
  • Estate Planning is essential in seeing that your assets pass according to your wishes. Speak with us to learn more.
Mark I. Miller is licensed in the following state(s): AL, AZ, CA, CT, DC, FL, GA, IL, MA, MD, NJ, NY, PA, RI, TX, UT, VA, WA
This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
*Includes years at Smith Barney, affiliates and predecessor firms.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law.   Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
FEATURED REPORTS

100 Point Commentary (pdf)

Portfolio Strategist Digest (pdf)

Municipal Market Commentary (pdf)
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