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Michael Richard
Michael Richard, CFP®
First Vice President - Wealth Management
Financial Advisor
Financial Planning Specialist
One Citizens Plaza
Suite 600
Providence , RI 02903
tel: 401-276-5900
toll free: 800-556-7757
fax: 401-861-2470
Email Me
Welcome Experience Education Associations Services
Welcome

As your Financial Advisor, I will spend the time to understand your financial concerns and work in partnership with you to develop a customized investment program to help you meet your needs. As our relationship builds over time, I will be able to anticipate your changing circumstances and help advise you on appropriate investment strategies. I look forward to serving your long-term investment needs. Please feel free to call me at any time.
Business Experience
  • Legg Mason Wood Walker, Inc.
    Vice President - Wealth Management
    Financial Advisor
    Financial Planning Specialist
    Providence, RI
  • Morgan Stanley
    Financial Advisor
    Providence, RI
Education and Licensing
  • CERTIFIED FINANCIAL PLANNER™ Certification
    Bryant College
  • Bachelor of Science - Business Administration
    Bryant College
  • Wealth Advisory Specialist Designation
  • Series 7 - General Securities Representative
  • Series 63 - Uniform State Exam
  • Series 65 - Investment Advisory Agent
  • Rhode Island Licensed Insurance Agent
Associations
  • Financial Planning Association
    Member
  • FPA of Rhode Island
    Member
  • Wood River Health Services
    Past Board Member & Treasurer
  • Bryant College Karate Team
    Coach
Services
  • Wealth Management
  • Financial Planning
  • Retirement Planning
  • Lending Services
  • Estate Planning
  • 529 Plans
Bulletin Board
  • We are very appreciative when existing clients refer friends, family, and business associates for an exploratory meeting. We will do our utmost to meet your highest expectations.
  • If you would like a complimentary portfolio review or you're in need of a comprehensive financial plan, please give us a call.
Michael Richard is licensed in the following state(s): AR, AZ, CA, CT, FL, IA, MA, MD, MO, NC, NH, NJ, NV, NY, RI, TN, TX, VA, WA, WI
This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law.   Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP (with flame logo)® in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
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