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Ralph Nicosia & Phil Mott
Ralph Nicosia & Phil Mott
at Morgan Stanley Smith Barney
Financial Advisors
Two North Tamiami Trail
Suite 1100
Sarasota, FL 34236
tel: 941-364-7482
toll free: 800-237-9441
fax: 941-951-2513
Email Us
Group Details
Ralph Nicosia, CIMA®
Senior Vice President - Wealth Management
Senior Portfolio Manager
Senior Investment Management Consultant
Financial Planning Specialist
Certified Investment Management Specialist, CIMA®
tel: 941-364-7482
toll free: 800-237-9441
fax: 941-951-2513
ralph.nicosia@smithbarney.com
Professional Details
  • Business Experience:
    1988 - present: Morgan Stanley Smith Barney*
    Senior Vice President - Wealth Management
    Senior Portfolio Manager
    Senior Investment Management Consultant
    Financial Planning Specialist
    Sarasota, FL
    1973 - 1982: The Aurora Foundation
    Secretary, Board of Governors
    1961 - 1979: Tropicana Products, Inc
    Corporate Vice President
    Board Director
  • BS, 1962
    University of Florida
    Gainesville, FL
  • Harvard Business School - PMD, 1976
    Cambridge, MA
  • Wharton School, 1997
    Philadelphia, PA
  • Associations:
    Association of Professional Investment Consultants (APIC)
    Investment Management Consultant Association (IMCA)
    Portfolio Management Institute (PMI)
    Manatee Chamber of Commerce
    Sarasota Chamber of Commerce
    Economic Development Council
    University of Florida Alumni Association
    Harvard Club of Sarasota
    Ivy League Club of Sarasota
    Calvary Chapel of Sarasota
    Kiwanis Club
  • Honors & Recognitions:
    20 Years Loyal Service, Smith Barney
    President's Council
    Chairman's Council
    Century Council
Ralph Nicosia, CIMA® is licensed in the following state(s): AL, CA, CO, FL, GA, IL, KS, MA, MD, MI, MN, NC, NY, OH, RI, TX, VA, WA
Phil Mott, CFP®
Financial Advisor
tel: 941-364-3537
toll free: 800-237-9441
fax: 941-951-2513
charles.p.mott@smithbarney.com
Professional Details
  • 2006 - present: Morgan Stanley Smith Barney*
    CERTIFIED FINANCIAL PLANNER™
    Financial Advisor
    Sarasota, FL
  • 2004 - 2006: Legg Mason Wood Walker, Inc
    Financial Advisor
    Sarasota, FL
  • 1997 - 2004: US Navy Captain
  • MA - National Security Affairs
    Georgetown University
  • BA - College of William & Mary
  • Certificate in Financial Planning
    Florida Institute of Technology
  • Naval Intelligence Professionals
    Member
  • Association for Intelligence Officers
  • Port Manatee Propeller Club
Phil Mott, CFP® is licensed in the following state(s): AL, CA, CO, DE, FL, GA, HI, IL, IN, KS, KY, LA, MA, MD, MI, MN, NC, NJ, NY, PA, RI, SC, TX, VA, WA
Tina M. Heath
Senior Sales Assistant
tel: 941-364-7446
fax: 941-951-2513
tina.m.heath@smithbarney.com
Professional Details
  • 16 Years in Banking and Investment
This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
*Includes years at Smith Barney, affiliates and predecessor firms.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law.   Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP (with flame logo)® in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
Investment Management Consultants Association, Inc. owns the marks CIMA®, Certified Investment Management Analyst (with graph element)®, and Certified Investment Management Analyst.
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