Financial Planning Specialist
Suite 600
Providence, RI 02903
toll free: 800-556-7757
fax: 401-861-2470
- BA - Finance, 1974
University of Rhode Island
Kingston, RI - Accounting Certificate
Bentley College
Waltham, MA - Certificate of Financial Planning
Merrimack College
North Andover, MA - Series 7, 1980
- Series 3, 1982
- Series 63, 1980
- Series 65, 1996
- Wealth Management
- Asset Management
- Financial Planning
- Estate Planning
- Retirement Planning
- Municipal Bonds
- Cash Management
- 401k Rollovers
- Business Succession Planning
- Futures
- 529 Plans
- Certificates of Deposit
- Annuities
- 1999 - Present: Morgan Stanley Smith Barney*
Vice President - Wealth Management
Financial Planning Specialist
Providence, RI - 1987 - 1999: Merrill Lynch & Co.
Financial Advisor
Providence, RI - 1980 - 1987: EF Hutton & Co.
Account Executive
Providence, RI - 1977 - 1979: Chubb Co
Boston, MA
- See Special Reports for the November On the Markets. November's lineup includes "Let's Get Real" Real yields, which are yields adjusted for inflation, are now very good for high-grade corporate bonds and high yield bonds. In addition, the real earnings yield for the S&P 500 is quite high, too. These attractive real yields give investors an opportunity to get well ahead of inflation argue Chief Investment Officer Jeff Applegate, Chief Investment Strategist David M. Darst and Global Investment Strategist Charles Reinhard in this month's cover story.
- You’ve worked hard to build your wealth for retirement. We can work with you to develop a plan so your wealth works just as hard, to help you get the most out of life.
- With a Financial Management Account, you can have easy access to funds, better return on cash balances and a consolidated monthly statement. Call us for information.
Current Outlook (pdf)
A Flock of Black Swans (pdf)
Insights: Geopolitical Monthly (pdf)

