As your Financial Advisor, I can help you define and strive to meet your goals by delivering a vast array of resources to you in the way that is most appropriate for how you invest and what you want to achieve. Working together to preserve and grow wealth, you’ll have access to some of the world’s most seasoned and respected investment professionals, a premier trading and execution platform and a full spectrum of investment choices.
- Founding President, 1998 - 2000 - Dollars for Scholars
Lake Worth High School Chapter
Lake Worth, FL - Member of Finance Board of Our Savior Lutheran Church
Lake, FL
- Asset Management
- Lending Services
- Philanthropic Services
- Trust Services and Accounting
- Estate Planning
- Family Consulting
- Wealth Management
- Endowments and Foundations
- Alternative Investments
- Business Planning
- Financial Planning
- Private Banking
- Retirement Planning
- Long Term Care Insurance
- Exchange Traded Funds
- 401k Rollovers
- Municipal Bonds
- Corporate Retirement Plans
- Certified Financial Planner, 2010
- BA, 1980
Brown University
Providence, RI - Series 7, 1982
NYSE/NASD General Securities License - Series 8, 1995
General Securities Sales Supervisor - Series 63, 1984
Uniform State Exam License - Series 65, 1992
Investment Advisory Agent - Life, Health, Variable Annuity & Long Term Care Insurance Licensed
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- 1982
- Present: Morgan Stanley Smith Barney
Certified Financial Planner
First Vice President
Senior Investment Management Consultant
West Palm Beach, FL - 1980
- 1982: J.B. Hanauer
Municipal Bond Broker
West Palm Beach, FL
I am very appreciative when existing clients introduce friends, family, and business associates for an exploratory meeting. I will do my utmost to meet your highest expectations. Please email a link to my website to anyone in your life that may be facing a life changing event, such as retirement or an estate issue.
I'm delighted to make available to you the latest edition of my newsletter, Dialogues. Just click on the Newsletters and Brochures link on the left of the screen to obtain access to it. I hope you find it informative.
Rock A. Tate is licensed in the following state(s):
AL, CA, CT, DC, FL, GA, MA, MD, ME, MI, MN, NC, NH, NJ, NY, OH, PA, SC, TX, VA
This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
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The securities/instruments, investments and investment strategies discussed in this material may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website do not necessarily reflect those of Morgan Stanley Smith Barney.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP, CERTIFIED FINANCIAL PLANNER and CFP (with flame logo)® in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
Investment Management Consultants Association, Inc. owns the marks CIMA, Certified Investment Management Analyst (with graph element)®, and Certified Investment Management Analyst .
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