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Spencer B. Rosman
Spencer B. Rosman
Senior Vice President - Wealth Management
Financial Advisor
Financial Planning Specialist
4 Manhattanville Road
Purchase, NY 10577
tel: 914-701-7634
toll free: 800-423-0494
fax: 914-701-7676
Email Me
Welcome Associations Education Honors Services Experience
Welcome

As a Financial Advisor with Morgan Stanley Smith Barney, I help individuals, families and business owners seeking professional assistance to achieve their long-term financial goals. My primary objective is to relieve you of the burden of managing your own portfolios, thus allowing you to invest your time in the things that matter most to you: family/friends, vacations, leisure time, and/or the growth of your business. I focus on a time-tested Four-Step Process for long-term planning. This process begins with the visualization of your life, and how you would like it to look in 5, 10 or 15 years - and beyond. Where do you see yourself at these intervals? What would you like to be doing at these points in your life? What do you value the most? It is your goals and dreams that will drive this process. The investments are simply the means to this end, and it is imperative that your plan be tailored to your own specific life goals. I look forward to your call.
Associations
  • Westchester Holocaust Education Center - Purchase, NY
  • Featured Guest Speaker at Various Clubs and Organizations throughout Westchester, Rockland and Fairfield Counties
  • Westchester County Chamber of Commerce
    Featured Writer
    White Plains, NY
  • American Cancer Society - White Plains, NY
  • Oneonta State Alumni Association - Oneonta, NY
  • Heroes and Cool Kids of New Jersey - Advisory Board
Education and Licensing
  • Bachelor of Arts, 1982
    State University of New York at Oneonta
  • Financial Planning Specialist Designation
  • Guided Portfolio Management Program
  • Series 7 - General Securities License
  • Series 63 - Uniform State Exam
  • Life & Health Insurance Licensed
  • Variable Annuities Insurance Licensed
  • Long-Term Care Insurance Licensed
Honors and Recognitions
  • Chairman's Council, 2006
    Smith Barney
  • President's Council, 2002, 2003, 2004, 2005, 2007, 2008
    Smith Barney
Services
  • Wealth Management
  • Financial Planning
  • Retirement Planning
  • Estate Planning
  • Business Planning
  • Asset Management
  • Qualified Plans
  • 529 Plans
  • Cash Management
  • Fixed Income
  • Lending Services
  • Long Term Care Insurance
  • Municipal Bonds
Business Experience
  • 1989 - Present: Morgan Stanley Smith Barney*
    Senior Vice President - Wealth Management
    Financial Advisor
    Financial Planning Specialist
    Purchase, NY
  • 1987 - 1989: Bear, Stearns & Co. Inc.
    Financial Advisor
    New York, NY
Bulletin Board
  • The highest compliment we can receive is the referral of your friends, family and business associates. One way to share this information is by clicking on E-mail This Site to a Friend.
  • See Special Reports for the November On the Markets. November's lineup includes "Let's Get Real" Real yields, which are yields adjusted for inflation, are now very good for high-grade corporate bonds and high yield bonds. In addition, the real earnings yield for the S&P 500 is quite high, too. These attractive real yields give investors an opportunity to get well ahead of inflation argue Chief Investment Officer Jeff Applegate, Chief Investment Strategist David M. Darst and Global Investment Strategist Charles Reinhard in this month's cover story.
Spencer B. Rosman is licensed in the following state(s): AZ, CA, CO, CT, DC, FL, IL, MA, MI, MO, NC, NJ, NM, NY, OH, PA, SC, VA
This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
*Includes years at Smith Barney, affiliates and predecessor firms.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law.   Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
FEATURED REPORTS

On the Markets (pdf)

100 Point Commentary (pdf)

Monday Morning Musings (pdf)
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