Senior Investment Management Consultant
Financial Planning Specialist
Suite 210
Salt Lake City, UT 84121
toll free: 866-799-4776
fax: 801-947-0699
- Investment Management Consultants Association
- Association of Professional Investment Consultants
- Institute for Divorce Financial Analysts
- Certified Investment Management AnalystSM, CIMA®
University of Pennsylvania
Wharton School of Business
Philadelphia, PA - CERTIFIED FINANCIAL PLANNER
- Certified Divorce Financial Analyst (CDFA)
- Bachelor of Science - 1983
Brigham Young University
Provo, UT - Series 7 - General Securities Representative, 1986
Salt Lake City, UT
Series 63 - Uniform State Exam, 1986
Salt Lake City, UT
Series 65 - Investment Advisory Agent, 1994
Salt Lake City, UT
Series 31 - Managed Futures & Commodities - Life, Health & Variable Annuity Insurance Licensed
- Long Term Care Insurance Licensed
- Consulting Group University
- Consulting Group Graduate School
- 529 Plans
- Alternative Investments
- Asset Management
- Estate Planning
- Financial Planning
- Fixed Income
- Long Term Care Insurance
- Municipal Bonds
- Qualified Plans
- Retirement Planning
- Wealth Management
- Top Three Finalist in the National Equity Portfolio Challenge
- Smith Barney President's Council
-
1994 - Present: Morgan Stanley Smith Barney*
Senior Vice President - Wealth Management
Senior Investment Management Consultant
Wealth Advisory Specialist
Salt Lake City, UT - 1986 - 1994: Dean Witter
Senior Vice President
Salt Lake City, UT
- As a business owner who is responsible for the Company's 401(k) plan, are you concerned about the 401(k) plan's performance and whether or not there is a better way? We work with business owners to create and implement custom pension plans.
- Visit our municipal bond inventory under Key Links on the left to search our database to find the Fixed Income Securities we offer that complement your portfolio.
- We consistently rank among the leaders in distribution and trading of tax-exempt, fixed-income securities. The strength of the firm's tax-exempt platform is reflected in our current number one ranking in lead-managed* municipal bond underwritings. See Municipal Bonds under Key Links on the left for details.
*Source: Thompson Financial Securities Data


