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Allison Smoot
Allison Smoot, CFP®, CIMA®
Senior Vice President - Wealth Management
Senior Investment Management Consultant
Financial Planning Specialist
2825 East Cottonwood Parkway
Suite 210
Salt Lake City, UT 84121
tel: 801-947-3006
toll free: 866-799-4776
fax: 801-947-0699
Email Me
Welcome Associations Education Services Honors Experience
Welcome

I seek to understand my clients broadly and deeply enough to find the opportunities that add value not only to their financial objectives, but also to their life aspirations. I determine what’s really important and develop actionable, flexible strategies to help them meet their financial needs. I also design socially responsible investing portfolios for those who want to truly align their values with their investments, while also helping to deliver the financial returns that they desire.

Our processes are geared to those with $500,000 or more of investable assets.
Associations
  • Investment Management Consultants Association
  • Association of Professional Investment Consultants
  • Institute for Divorce Financial Analysts
Education and Licensing
  • Certified Investment Management AnalystSM, CIMA®
    University of Pennsylvania
    Wharton School of Business
    Philadelphia, PA
  • CERTIFIED FINANCIAL PLANNER™
  • Certified Divorce Financial Analyst (CDFA)
  • Bachelor of Science - 1983
    Brigham Young University
    Provo, UT
  • Series 7 - General Securities Representative, 1986
    Salt Lake City, UT
    Series 63 - Uniform State Exam, 1986
    Salt Lake City, UT
    Series 65 - Investment Advisory Agent, 1994
    Salt Lake City, UT
    Series 31 - Managed Futures & Commodities
  • Life, Health & Variable Annuity Insurance Licensed
  • Long Term Care Insurance Licensed
  • Consulting Group University
  • Consulting Group Graduate School
Services
  • 529 Plans
  • Alternative Investments
  • Asset Management
  • Estate Planning
  • Financial Planning
  • Fixed Income
  • Long Term Care Insurance
  • Municipal Bonds
  • Qualified Plans
  • Retirement Planning
  • Wealth Management
Honors and Recognitions
  • Top Three Finalist in the National Equity Portfolio Challenge
  • Smith Barney President's Council
Business Experience
  • 1994 - Present: Morgan Stanley Smith Barney*
     Senior Vice President - Wealth Management
    Senior Investment Management Consultant
    Wealth Advisory Specialist
    Salt Lake City, UT
  • 1986 - 1994: Dean Witter
    Senior Vice President
    Salt Lake City, UT
Bulletin Board
  • As a business owner who is responsible for the Company's 401(k) plan, are you concerned about the 401(k) plan's performance and whether or not there is a better way? We work with business owners to create and implement custom pension plans.
  • Visit our municipal bond inventory under Key Links on the left to search our database to find the Fixed Income Securities we offer that complement your portfolio.
  • We consistently rank among the leaders in distribution and trading of tax-exempt, fixed-income securities. The strength of the firm's tax-exempt platform is reflected in our current number one ranking in lead-managed* municipal bond underwritings. See Municipal Bonds under Key Links on the left for details.
    *Source: Thompson Financial Securities Data
Allison Smoot is licensed in the following state(s): AZ, CA, CO, DC, FL, GA, ID, KS, MA, MD, MN, MT, NC, NV, NY, OH, OR, PA, TX, UT, VA, WA, WY
This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
*Includes years at Smith Barney, affiliates and predecessor firms.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law.   Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP (with flame logo)® in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
Investment Management Consultants Association, Inc. owns the marks CIMA®, Certified Investment Management Analyst (with graph element)®, and Certified Investment Management Analyst.
FEATURED REPORTS

Asset Allocation Analysis (pdf)
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