Top Content Curve
David M. Steadly
David M. Steadly, CIMA®
Consulting Group
Senior Vice President - Wealth Management
Senior Investment Management Consultant
Financial Planning Specialist
399 Park Avenue
12th Floor
New York, NY 10022
tel: 212-893-6332
toll free: 800-223-0270
fax: 212-893-6301
Email Me
Welcome Education Services Experience
Welcome

Whether you are a private individual or an institutional trustee, the complexity of today’s capital markets heighten the need for professional, experienced investment advice. The Certified Investment Management AnalystSM (CIMA) certification/designation is earned by only those Financial Advisors that have completed an extensive training course and a rigorous exam. CIMA® advisors can assist you in establishing suitable objectives, developing appropriate investment strategies and selecting appropriate investment options. To work with a professional who has earned the certification that represents the experience and knowledge you need in today’s environment, please contact me.
Education and Licensing
  • Bachelor of Arts, 1979
    University of Connecticut
    Storrs, CT
  • Wharton Executive Education
    University of Pennsylvania
  • Certified Investment Management AnalystSM (CIMA)
  • Financial Planning Specialist Designation
  • Guided Portfolio Management Program
  • Series 7 - General Securities License
  • Series 63 - Uniform State Exam
  • Series 65 - Investment Advisory Agent
  • Series 31 - Managed Futures & Commodities
  • Life Insurance Licensed
Services
  • Wealth Management
  • Financial Planning
  • Retirement Planning
  • Asset Management
  • Lending Services
  • Estate Planning
  • Family Consulting
  • Trust Services and Accounting
  • Alternative Investments
  • Fixed Income
  • Qualified Retirement Plans
  • Municipal Bonds
  • Education Planning
  • Investment Policy Statements
  • 401k Rollovers
  • Defined Contribution Plans
  • Insurance Services
Business Experience
  • 2000 - Present: Morgan Stanley Smith Barney*
    Senior Vice President - Wealth Management
    Senior Investment Management Consultant
    Financial Planning Specialist
    New York, NY
  • 1995 - 2000: Chase Manhattan Investment Services
    Vice President
    Senior Financial Advisor
    New York, NY
  • 1990 - 1995: Paine Webber
    Investment Executive
    New York, NY
  • 1982 - 1990: E.F. Hutton
    Financial Advisor
    New York, NY
Bulletin Board
  • Estate Planning is essential in seeing that your assets pass according to your wishes. Speak with us to learn more.
David M. Steadly is licensed in the following state(s): CA, CO, CT, DC, FL, HI, IL, MA, MI, NH, NJ, NY, OH, PA, TX, VA, WY
This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
*Includes years at Smith Barney, affiliates and predecessor firms.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law.   Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
Investment Management Consultants Association, Inc. owns the marks CIMA®, Certified Investment Management Analyst (with graph element)®, and Certified Investment Management Analyst.
Bottom Content Curve
Morgan Stanley Smith Barney
New Relationship & Revised Terms of Use

Welcome to the web site for Smith Barney online clients and guests of Morgan Stanley Smith Barney LLC ("MSSB"), a joint venture formed by the combination of the Global Wealth Management Group of Morgan Stanley & Co. Incorporated and the Smith Barney division of Citigroup Global Markets Inc. You have reached this site because you are a client or a guest web site user of smithbarney.com.

Throughout the site, any references to Smith Barney, the Smith Barney division of Citigroup Global Markets Inc. or terms such as "the firm," "we," "us," "our" or similar terms should be read on this site as the Smith Barney channel of Morgan Stanley Smith Barney LLC. The Terms of Use and other provisions and disclosures such as the site's online privacy statement that govern your use of this site and any of its services have been revised so that such terms, provisions and disclosures are now between you and the new firm, MSSB. Your continued use of the site indicates your agreement with its revised terms of use as amended.

Morgan Stanley Smith Barney LLC is registered with the Securities and Exchange Commission as a broker/dealer and investment advisor. Some products or services may continue to be available though Citi or Citigroup Global Markets Inc. Read more on the "Statement of Morgan Stanley Smith Barney LLC and Citigroup Global Markets Inc. Responsibilities" that describes their respective roles and functions.

© 2009 Morgan Stanley Smith Barney LLC. Member SIPC. Accounts carried by Citigroup Global Markets Inc. All rights reserved.
[Accept]