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Portfolio Management
353 Broadway
Saratoga Springs, NY 12866
Saratoga Springs, NY 12866
tel: 518-581-7540
toll free: 866-273-3723
fax: 518-581-6620
toll free: 866-273-3723
fax: 518-581-6620
Group Details
Larry King
Senior Vice President - Wealth Management
Senior Portfolio Management Director
Financial Planning Specialist
Resident Manager
Senior Portfolio Management Director
Financial Planning Specialist
Resident Manager
tel: 518-581-2011
toll free: 866-273-3723
fax: 518-581-6620
Professional Details
- Awarded - "2009 Barron's Top 1,000 Advisors"
- 2005, 2006, 2007, 2008 Chairman's Council
- 2000 - Present: Morgan Stanley Smith Barney*
Senior Vice President - Wealth Management
Senior Portfolio Management Director
Financial Planning Specialist
Resident Manager
Saratoga Springs, NY - 1996 - 2000: Prudential Securities
Vice President - Investments
Albany, NY - 1989 - 1996: Merrill Lynch
Financial Consultant
Albany, NY - Bachelor of Science, 1987
Cornell University
Ithaca, NY - Series 3 - National Commodity Futures
Series 7 - General Securities Representative, 1990
Series 63 - Uniform State Exam,1990
Series 65 - Investment Advisory Agent,1990
Insurance Licensed, 1990 - Portfolio Management Institute, Board of Directors
Denver, CO - Saratoga Performing Arts Center
Director
Saratoga Springs, NY - Saratoga Golf & Polo Club
Director
Larry King is licensed in the following state(s): AL, AZ, CA, CO, CT, DC, FL, GA, MA, MD, MT, NC, NH, NJ, NM, NV, NY, PA, TN, UT, VA, VT, WI
Daniel Gale
Second Vice President - Wealth Management
Financial Planning Specialist
Financial Planning Specialist
tel: 518-581-2006
toll free: 866-273-3723
fax: 518-581-6620
Professional Details
- Smith Barney Blue Chip Council - 2005, 2006, 2007, 2008
- 2003 - Present: Morgan Stanley Smith Barney*
Second Vice President - Wealth Management
Financial Planning Specialist
Saratoga Springs, NY - 2001 - 2003: Fleet Private Clients Group
Vice President, Relationship Manager
Albany, NY - 1993 - 2001: Fleet Bank, Retail Banking
Assistant Vice President, Branch Manager
Albany, NY - Series 7 - General Securities Representative, 2003
Series 63 - Uniform State Exam, 2003
Series 65 - Investment Advisory Agent, 2003
Life, Accident & Health Insurance Licensed, 2004 - Bachelor of Arts - 1990
Keuka College
Keuka Park, NY - Town of Northumberland
Deputy Supervisor / Town Councilman - Old Saratoga Athletic Association
Youth Soccer Coach - Saratogian "20 under 40" Award
Daniel Gale is licensed in the following state(s): AL, AZ, CA, CO, CT, DC, FL, GA, MA, MD, MI, MT, NC, NH, NJ, NM, NV, NY, PA, TN, VA, VT, WI
Dave Cumming
Senior Vice President - Wealth Management
Corporate Client Group Director
Institutional Fixed Income Group
Corporate Client Group Director
Institutional Fixed Income Group
tel: 518-581-2007
toll free: 866-273-3723
fax: 518-581-6620
Professional Details
- Awarded '2008 Registered Rep Magazine - Top 100 Advisors'
- 1991 - Present: Morgan Stanley Smith Barney*
Senior Vice President - Wealth Management
Corporate Client Group Director
Saratoga Springs, NY - Bachelor of Science, 1987
University of Bridgeport - 2004, 2005, 2006, 2007 Chairman's Council
- 2008 President's Council
- Series 7 - General Securities Representative
- Series 8 - General Securities Sales Supervisor
- Series 63 - Uniform State Exam
- Series 65 - Investment Advisory Agent
Dave Cumming is licensed in the following state(s): NY
Jane Quinn
Registered Associate
Financial Planning Associate
Financial Planning Associate
tel: 518-581-2011
fax: 518-581-6620
Professional Details
- Series 3, 7, 9, 10, 63 & 65 Licensed
- 18 Years Brokerage Industry Experience
Casey Congel
Registered Marketing Associate
tel: 518-581-2009
fax: 518-581-6620
Professional Details
- B.S. Cornell University - 1993
- Series 7, 63 & 65 Licensed
- 6 Years Financial Industry
- Former Professional Athlete
Professional Details
- Bachelor of Science, 2005
Siena College - Series 7 - General Securities Representative
- Series 63 - Uniform State Exam
- Series 31 - Managed Futures & Commodities
- Life, Accident & Health Insurance Licensed
This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
*Includes years at Smith Barney, affiliates and predecessor firms.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law. Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
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