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Financial Advisors
411 108th Avenue NE
Suite 1600
Bellevue, WA 98004
Suite 1600
Bellevue, WA 98004
tel: 425-453-4792
toll free: 800-426-3348
fax: 425-453-3467
toll free: 800-426-3348
fax: 425-453-3467
Group Details
Joseph M. Allen
Financial Advisor
Financial Planning Associate
Guided Portfolio Manager
Financial Planning Associate
Guided Portfolio Manager
tel: 425-453-3472
toll free: 800-426-3348
fax: 425-453-3467
Professional Details
- Graduate of University of Pennsylvania, 1997
- 1997 - 2005: Charles Schwab
- 1999: Charles Schwab International London Office
- 2006 - 2007: Morgan Stanley
- 2007 - Present: Morgan Stanley Smith Barney* - Citi Family Office
- Series 7 - General Securities Representative
- Series 31 - Managed Futures & Commodities
- Series 66 - Combined Investment Advisory Agent & Uniform State Exam
- Life & Disability Insurance Licensed
Joseph M. Allen is licensed in the following state(s): AL, AZ, CA, CO, DC, FL, GA, IL, MA, MD, MI, NJ, NY, OR, PA, TX, VA, WA
Alan Lubner , CFP®, CIMA®
Senior Vice President - Wealth Management
Senior Investment Management Consultant
Family Wealth Director
Senior Investment Management Consultant
Family Wealth Director
tel: 425-453-4792
toll free: 800-426-3348
fax: 425-453-3467
Professional Details
- 1994 - present: Morgan Stanley Smith Barney*
Senior Vice President - Wealth Management
Bellevue, WA - 1990 - 1994: Prudential Securities
Financial Advisor - 1986 - 1990: Pegasus Press
- 1983: Jossel Stacey Stock Brokerage
- Series 7 - General Securities Representative
- Series 65 - Investment Advisory Agent
- Series 66 - Combined Investment Advisory Agent & Uniform State Exam
- Life & Disability Insurance Licensed
- Member of Directors' Council
Alan Lubner , CFP®, CIMA® is licensed in the following state(s): AK, AZ, CA, CO, DC, FL, GA, MA, MD, NC, NJ, NY, OR, TX, VA, WA
Gagandeep Oberoi
Registered Associate
tel: 425-453-6915
fax: 425-453-3467
Chris Hodges
Client Service Associate
tel: 425-453-3463
fax: 425-453-3467
This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
*Includes years at Smith Barney, affiliates and predecessor firms.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law. Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP (with flame logo)® in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
Investment Management Consultants Association, Inc. owns the marks CIMA®, Certified Investment Management Analyst (with graph element)®, and Certified Investment Management Analyst.
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