Financial Advisor
Suite 2800
Denver, CO 80202
toll free: 800-477-3041
fax: 303-825-4407
- Alumni 'C' Club, Member
Boulder, CO - Rock Creek Church
Elder
Louisville, CO
- Guided Portfolio Management, 1997
Smith Barney - BS - Business Administration, 1979
University of Colorado - Boulder
Boulder, CO - Series 3 - National Commodity Futures
- Series 7 - General Securities Representative
- Series 8 - General Securities Sales Supervisor
- Series 63 - Uniform State Exam
- Series 66 - Combined Investment Advisory Agent & Uniform State Exam
- Life & Variable Annuity Insurance Licensed
- 529 Plans
- Alternative Investments
- Asset Management
- Estate Planning
- Financial Planning
- Fixed Income
- Lending Services
- Long Term Care Insurance
- Municipal Bonds
- Retirement Planning
- Wealth Management
- 1994 - Present: Morgan Stanley Smith Barney*
Vice President - Wealth Management
Denver, CO - 1982 - 1994: Boettcher & Co.
Vice President - Wealth Management
Boulder, CO
- A special thank you at Thanksgiving time to express our sincere appreciation for your continued confidence and loyalty. We wish you and your family a happy and healthy Thanksgiving Day.
- A change in employers can be an ideal time to decide what you want to do with your accumulated retirement funds. Whether it’s rolling over to an IRA or leaving the funds in your former employer’s 401(k) plan, we can help you make informed decisions. We know your wealth needs to work hard for you.
- I have a variety of educational and reference items under brochures. These items should keep you informed and help save you time. Please contact me if you have questions.
Smith Barney Advisor (pdf)
Roth IRA Conversion Opportunity - A New Retirement Plan Strategy Beginning in 2010 (pdf)

